SEC Form 4 · accession 0000950103-15-000723
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry A Fernandez
Officer — Chairman, CEO and President · Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 9:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2015 | A | 36,566 | $0.00 | A | 881,192 | D | |
| Common StockF3 | holding | — | — | — | 161,813 | I | By 2012 GRAT | |
| Common StockF3 | holding | — | — | — | 171,349 | I | By 2010 GRAT | |
| Common Stock | holding | — | — | — | 213,541 | I | By Fernandez 2007 Children's Trust | |
| Common Stock | holding | — | — | — | 7,900 | I | By Son | |
| Common Stock | holding | — | — | — | 3,625 | I | By Son | |
| Common Stock | holding | — | — | — | 730 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units (RSUs) vesting and converting to shares at a rate of 16.7%, 66.7% and 16.6% on the first, second and third anniversaries of the grant date, respectively. Each RSU represents a contingent right to receive one share of MSCI common stock.
- F2Amount excludes charitable gifts to educational institutions on behalf of the Reporting Person effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2014. The gifts consisted of 20,300 shares in the aggregate each transferred on August 29, 2014.
- F3The Reporting Person is trustee and sole annuitant.