SEC Form 4 · accession 0001408100-19-000045
Kennedy-Wilson Holdings, Inc. · KW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Ricks
Officer — PRESIDENT · Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 1, 2019 | S | 4,400 | $20.00 | D | 1,818,159 | D | |
| Common StockF3 | Feb 4, 2019 | S | 35,928 | $20.05 | D | 1,782,231 | D | |
| Common StockF4 | Feb 5, 2019 | S | 50,772 | $20.14 | D | 1,731,459 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted on December 5, 2018 (the "trading plan") which provides for the sale of up to 200,000 shares. The reporting person has completed the sale of all 200,000 shares under the trading plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.01, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2). (3) and (4) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.11, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.25, inclusive.