SEC Form 4 · accession 0001407739-17-000101
DUPONT FABROS TECHNOLOGY, INC. · DFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Davis
Officer — EVP & Chief Technology Officer
Period of report
Aug 4, 2017
Accepted (ET)
Aug 7, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2017 | M | 10,000 | $23.79 | A | 104,997 | D | |
| Common Stock | Aug 4, 2017 | M | 15,353 | $22.57 | A | 120,350 | D | |
| Common Stock | Aug 4, 2017 | M | 18,714 | $22.62 | A | 139,064 | D | |
| Common StockF1 | Aug 4, 2017 | S | 44,067 | $62.504 | D | 94,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF2 | $23.79 | Aug 4, 2017 | M | 10,000 | D | — | Feb 24, 2021 | Common Stock | 10,000 | 0 | D |
| Non-qualified Stock OptionF3 | $22.57 | Aug 4, 2017 | M | 15,353 | D | — | Feb 22, 2022 | Common Stock | 15,353 | 0 | D |
| Non-qualified Stock OptionF4 | $22.62 | Aug 4, 2017 | M | 18,714 | D | — | Feb 21, 2023 | Common Stock | 18,714 | 0 | D |
Explanation of responses
- F1Represents the weighted average per share sale price, with per share sale price ranging from $62.44 to $62.62. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Stock option vests one third on each of March 1, 2012, 2013, and 2014.
- F3Stock option vests one third on each of March 1, 2013, 2014, and 2015.
- F4Stock option vests one third on each of March 1, 2014, 2015, and 2016.