SEC Form 4 · accession 0001407739-17-000100
DUPONT FABROS TECHNOLOGY, INC. · DFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Montfort Jr.
Officer — General Counsel
Period of report
Aug 4, 2017
Accepted (ET)
Aug 7, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2017 | M | 20,150 | $22.57 | A | 62,548 | D | |
| Common Stock | Aug 4, 2017 | M | 24,562 | $22.62 | A | 87,110 | D | |
| Common StockF1,F2 | Aug 4, 2017 | S | 44,712 | $62.597 | D | 42,399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF3 | $22.57 | Aug 4, 2017 | M | 20,150 | D | — | Feb 23, 2022 | Common Stock | 20,150 | 0 | D |
| Non-qualified Stock OptionF4 | $22.62 | Aug 4, 2017 | M | 24,562 | D | — | Feb 21, 2023 | Common Stock | 24,562 | 0 | D |
Explanation of responses
- F1Represents the weighted average per share sale price, with per share sale price ranging from $62.475 to $62.735. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Added 1 share of stock to correct an error.
- F3Stock option vests one third on each of March 1, 2013, 2014, and 2015.
- F4Stock option vests one third on each of March 1, 2014, 2015, and 2016.