SEC Form 4 · accession 0001407739-17-000093
DUPONT FABROS TECHNOLOGY, INC. · DFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria Kenny
Officer — EVP, Chief Development Officer
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2017 | A | 61,729 | $5.06 | A | 122,638 | D | |
| Common StockF1 | Jul 28, 2017 | S | 61,729 | $61.482 | D | 60,909 | D | |
| Common Stock | Jul 31, 2017 | A | 15,556 | $19.89 | A | 76,465 | D | |
| Common Stock | Jul 31, 2017 | A | 18,971 | $23.79 | A | 95,436 | D | |
| Common Stock | Jul 31, 2017 | A | 24,180 | $22.57 | A | 119,616 | D | |
| Common Stock | Jul 31, 2017 | A | 29,474 | $22.62 | A | 149,090 | D | |
| Common StockF2 | Jul 31, 2017 | S | 88,181 | $61.489 | D | 60,909 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF3 | $5.06 | Jul 28, 2017 | M | 61,729 | D | — | Feb 26, 2019 | Common Stock | 61,729 | 0 | D |
| Non-qualified Stock OptionF4 | $19.89 | Jul 31, 2017 | M | 15,556 | D | — | Feb 25, 2020 | Common Stock | 15,556 | 0 | D |
| Non-qualified Stock OptionF5 | $23.79 | Jul 31, 2017 | M | 18,971 | D | — | Feb 24, 2021 | Common Stock | 18,971 | 0 | D |
| Non-qualified Stock OptionF6 | $22.57 | Jul 31, 2017 | M | 24,180 | D | — | Feb 22, 2022 | Common Stock | 24,180 | 0 | D |
| Non-qualified Stock OptionF7 | $22.62 | Jul 31, 2017 | M | 29,474 | D | — | Feb 21, 2023 | Common Stock | 29,474 | 0 | D |
Explanation of responses
- F1Represents the weighted average per share sale price, with per share sale price ranging from $60.94 to $61.81. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average per share sale price, with per share sale price ranging from $61.42 to $61.53. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3Stock option vests one third on each of March 1, 2010, 2011, and 2012.
- F4Stock option vests one third on each of March 1, 2011, 2012, and 2013.
- F5Stock option vests one third on each of March 1, 2012, 2013, and 2014.
- F6Stock option vests one third on each of March 1, 2013, 2014, and 2015.
- F7Stock option vests one third on each of March 1, 2014, 2015, and 2016.