SEC Form 5 · accession 0001407739-16-000175
DUPONT FABROS TECHNOLOGY, INC. · DFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lammot J du Pont
Officer — Chairman of the Board · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 33,972 | I | By Corporation | |
| Common Stock | holding | — | — | — | 115,553 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OP UnitsF1,F2 | — | Jul 30, 2015 | G | 2,500 | D | — | — | Common Stock | 2,500 | 1,813,084 | I |
| OP UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 289,025 | 289,025 | I |
| OP UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 204,095 | 204,095 | I |
| OP UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 1,250,109 | 1,250,109 | D |
Explanation of responses
- F1"OP Units" represent limited partner interests of DuPont Fabros Technology, L.P., a Maryland limited partnership (the "OP"), the operating partnership of DuPont Fabros Technology, Inc. (the "Issuer"), of which the Issuer is the sole general partner. OP Units are redeemable twelve (12) months from the transaction date pursuant to which the OP units were issued for cash equal to the ten-current market value of one share of the Issuer's common stock, or, at the election of the Issuers, and equal number of shares of the Issuer's common stock.
- F2All of these OP Units are immediately redeemable (subject to certain limitations set forth in agreement of limited partnership of the OP). OP Units have no expiration date.