SEC Form 4 · accession 0001407739-16-000169
DUPONT FABROS TECHNOLOGY, INC. · DFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Davis
Officer — EVP & Chief Technology Officer
Period of report
Feb 9, 2016
Accepted (ET)
Feb 10, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2016 | M | 1 | $19.89 | A | 89,987 | D | |
| Common Stock | Feb 9, 2016 | M | 22,593 | $5.06 | A | 112,580 | D | |
| Common StockF1 | Feb 9, 2016 | S | 22,594 | $33.032 | D | 89,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF2 | $19.89 | Feb 9, 2016 | M | 1 | D | — | Feb 25, 2020 | Common Stock | 1 | 0 | D |
| Non-qualified Stock OptionF3 | $5.06 | Feb 9, 2016 | M | 22,593 | D | — | Feb 26, 2019 | Common Stock | 22,593 | 0 | D |
Explanation of responses
- F1Represents the weighted average per share sale price, with per sale price ranging from 32.985 to 33.07. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Stock option vests one third on each of March 1, 2011, 2012, and 2013.
- F3Stock option vests one third on each of March 1, 2010, 2011, and 2012.