SEC Form 4 · accession 0001407739-16-000155

DUPONT FABROS TECHNOLOGY, INC. · DFT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel

Period of report

Jan 5, 2016

Accepted (ET)

Jan 7, 2016 · 6:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001407739

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 5, 2016	A	6,409	$0.00	A	43,612	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Stock Units^F2,F3	—	Jan 5, 2016	A	6,409	A	—	Feb 1, 2019	Common Stock	6,409	6,409	D

F1Securities are restricted and subject to forfeiture until vested; securities vest one third on each March 1, 2017, 2018, and 2019.
F2These Performance stock units are issued under the Company's 2011 Equity Incentive Plan. Each unit represents the right to receive one share of the underlying security at a date in the future, subject to adjustment pursuant to the term of the award.
F3These performance stock units are subject to performance-based vesting conditions and shall vest if (a) the Reporting Person remains in continuous service with the Company from the grant date until February 1, 2019, and (b) with respect to one-half of the award, the total shareholder return of the Company's common stock (the "Company TSR") for a 3-year Performance Period that commenced on January 1, 2016 (the "Performance Period"), meets or exceeds the return of the MSCI US REIT Index for the 3-year Performance Period, and (c) with respect to the remaining half of the award, the Company TSR for the Performance Period meets or exceeds the return of an index of publicly-traded data center companies for the 3 year Performance Period.