SEC Form 4/A · accession 0001407739-15-000051
DUPONT FABROS TECHNOLOGY, INC. · DFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard A Montfort Jr.
Officer — General Counsel
Period of report
Mar 1, 2015
Accepted (ET)
Mar 18, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2015 | F | 3,115 | $31.31 | D | 38,316 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF2,F3 | — | Mar 1, 2015 | M | 5,131 | D | — | Mar 1, 2015 | Common Stock | 5,131 | 0 | D |
Explanation of responses
- F1Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock.
- F2These Performance stock units were issued under the Company's 2011 Equity Incentive Plan. Each unit represented the right to receive one share of stock of the underlying security, subject to forfeiture or adjustment pursuant to the terms of the award.
- F3These performance stock units were subject to performance vesting conditions. None of the units vested. This amended Form 4 is being filed to report the forfeiture of these stock units.