SEC Form 4 · accession 0001171843-16-011981
RETAIL OPPORTUNITY INVESTMENTS CORP · ROIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Indiveri
Director
Period of report
Aug 25, 2016
Accepted (ET)
Aug 29, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1,F2 | Aug 25, 2016 | P | 2,900 | $22.328 | A | 8,400 | I | See footnote |
| Common Stock, par value $0.0001 per share | holding | — | — | — | 45,139 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price of the shares of Common Stock purchased by the reporting person ranged from $22.323 per share to $22.33 per share. Upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price will be provided.
- F2The shares were purchased by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.