SEC Form 4 · accession 0001171843-16-007053
RETAIL OPPORTUNITY INVESTMENTS CORP · ROIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric S Zorn
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1,F2 | Jan 1, 2016 | A | 4,469 | $0.00 | A | 43,139 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was granted 4,469 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. All of such shares vest on January 1, 2017.
- F2Includes 4,670 shares of restricted Common Stock that were issued to the reporting person pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan on February 24, 2015. All of such shares vested on January 1, 2016.