SEC Form 4 · accession 0001209191-16-142535

Violin Memory Inc · VMEM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Sep 20, 2016

Accepted (ET)

Sep 22, 2016 · 5:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001407190

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Sep 20, 2016	M	721	—	A	58,024	D
Common Stock^F3	Sep 20, 2016	M	481	—	A	58,505	D
Common Stock	holding	—	—		—	5,084	I	By Toni and Cory Sindelar as Community Property

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F4,F2	—	Sep 20, 2016	M	1,172	D	—	—	Common Stock	1,172	4,688	D
Restricted Stock Unit^F4,F3	—	Sep 20, 2016	M	782	D	—	—	Common Stock	782	7,812	D

F1Effective July 5, 2016, Violin Memory, Inc. effected a 1-for-4 reverse stock split. All amounts reflected in this Form 4 are post-split.
F2This grant previously was reported as a grant, on September 3, 2013, of 75,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 1,172 of the 18,750 restricted stock units granted on September 3, 2013, of which 451 were withheld for taxes.
F3This grant previously was reported as a grant, on March 9, 2015, of 50,000 restricted stock units. Reflecting the 1-for-4 reverse stock split effective July 5, 2016, the reporting person has vested 782 of the 12,500 restricted stock units granted on March 9, 2015, of which 481 were withheld for taxes.
F4Each restricted stock unit represents the right to receive one share of the common stock of Violin Memory, Inc.