SEC Form 4 · accession 0001209191-16-129259
Violin Memory Inc · VMEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Sindelar
Officer — Chief Financial Officer
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2016 | M | 2,925 | — | A | 227,259 | D | |
| Common StockF2 | Jun 20, 2016 | M | 1,950 | — | A | 229,209 | D | |
| Common Stock | holding | — | — | — | 5,084 | I | By Toni and Cory Sindelar as Community Property |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1 | — | Jun 20, 2016 | M | 4,687 | D | — | — | Common Stock | 4,687 | 23,438 | D |
| Restricted Stock UnitF3,F2 | — | Jun 20, 2016 | M | 3,125 | D | — | — | Common Stock | 3,125 | 34,376 | D |
Explanation of responses
- F1The reporting person has vested 4,687 of the 75,000 Restricted Stock Units granted on September 3, 2013, of which 1,762 were withheld for taxes.
- F2The reporting person has vested 3,125 of the 50,000 Restricted Stock Units granted on March 9, 2015, of which 1,175 were withheld for taxes.
- F3Each Restricted Stock Unit represents the right to receive one share of the common stock of Violin Memory, Inc.