SEC Form 4 · accession 0001209191-16-129257
Violin Memory Inc · VMEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ebrahim Abbasi
Officer — Chief Operating Officer
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2016 | M | 12,288 | — | A | 762,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | — | Jun 20, 2016 | M | 12,500 | D | — | — | Common Stocki | 12,500 | 187,500 | D |
Explanation of responses
- F1The reporting person has vested 12,500 restricted stock units of the 200,000 restricted stock units granted on March 9, 2015, of which 212 were sold for payment of taxes.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock of Violin Memory, Inc.