SEC Form 4 · accession 0001209191-16-109781
Violin Memory Inc · VMEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Sindelar
Officer — Chief Financial Officer
Period of report
Mar 20, 2016
Accepted (ET)
Mar 21, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2016 | M | 2,635 | — | A | 217,307 | D | |
| Common StockF2 | Mar 20, 2016 | M | 7,027 | — | A | 224,334 | D | |
| Common Stock | holding | — | — | — | 5,084 | I | By Toni and Cory Sindelar as Community Property |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1 | — | Mar 20, 2016 | M | 4,688 | D | — | — | Common Stock | 4,688 | 28,125 | D |
| Restricted Stock UnitF3,F2 | — | Mar 20, 2016 | M | 12,500 | D | — | — | Common Stock | 12,500 | 37,500 | D |
Explanation of responses
- F1The reporting person has vested 4,688 of the 75,000 restricted stock units granted on September 30, 2013, of which 2,053 were withheld for taxes.
- F2The reporting person has vested 12,500 of the 50,000 Restricted Stock Units granted on March 9, 2015, of which 5,473 were withheld for taxes.
- F3Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.