SEC Form 4 · accession 0001209191-16-109145
Violin Memory Inc · VMEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Listwin
Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 15, 2016 | P | 120,000 | $0.487 | A | 2,070,000 | I | By the Don Listwin Trust |
| Common Stock | holding | — | — | — | 500,000 | I | By the Listwin Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Open market purchase.
- F2Represents a weighted average price per share. These shares were purchased in multiple transactions. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder, upon request, full information regarding the number of shares purchased at each price.