SEC Form 4 · accession 0001209191-15-083791
Violin Memory Inc · VMEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin A Denuccio
Officer — President and CEO · Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 273,054 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 3, 2015 | A | 600,000 | A | — | — | Common Stock | 600,000 | 600,000 | D |
Explanation of responses
- F1Includes 2,000 shares purchased in November 2015 through the issuer's Employee Stock Purchase Plan.
- F2Each restricted stock unit (RSU) represents a contingent right to receive one share of Common Stock of Violin Memory, Inc.
- F3One third (33.3%) of the RSUs awarded on December 3, 2015, will vest on the first anniversary of the vesting commencement date, and the remaining RSUs will vest quarterly in equal amounts for the remaining two years, subject to the Reporting Person's continuous service through each vesting date.