SEC Form 4 · accession 0001209191-15-082865
Violin Memory Inc · VMEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Listwin
Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 2, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407190
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F1 | $1.32 | Dec 1, 2015 | A | 264,000 | A | — | Dec 1, 2015 | Common Stock | 264,000 | 264,000 | D |
Explanation of responses
- F1One-third of the shares subject to the stock option will vest and become exercisable on each of the first three one-year anniversary dates of the grant.