SEC Form 4 · accession 0001209191-15-076486
Violin Memory Inc · VMEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Said Ouissal
Officer — SVP Worldwide Field Ops.
Period of report
Oct 20, 2015
Accepted (ET)
Oct 22, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2015 | M | 14,607 | — | A | 86,270 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | — | Oct 20, 2015 | M | 25,000 | D | — | — | Common Stock | 25,000 | 175,000 | D |
Explanation of responses
- F1The reporting person has vested 25,000 of the 100,000 restricted stock units granted on April 16, 2014, of which 10,393 were withheld for taxes.
- F2Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.