SEC Form 4 · accession 0001209191-15-071665
Violin Memory Inc · VMEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Sindelar
Officer — Chief Financial Officer
Period of report
Sep 20, 2015
Accepted (ET)
Sep 21, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2015 | M | 2,884 | — | A | 211,789 | D | |
| Common Stock | holding | — | — | — | 5,084 | I | By Toni and Cory Sindelar as community property. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | — | Sep 20, 2015 | M | 4,688 | D | — | — | Common Stock | 4,688 | 37,500 | D |
Explanation of responses
- F1The reporting person has vested 4,688 of the 75,000 restricted stock units granted on September 30, 2013, of which 1,804 were withheld for taxes.
- F2Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.