SEC Form 4 · accession 0001209191-15-028846
Violin Memory Inc · VMEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Sindelar
Officer — Chief Financial Officer
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2015 | M | 2,635 | — | A | 194,023 | D | |
| Common Stock | holding | — | — | — | 5,084 | I | By Toni and Cory Sindelar as community property |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | — | Mar 20, 2015 | M | 4,688 | D | — | — | Common Stock | 4,688 | 46,875 | D |
Explanation of responses
- F1The reporting person has vested 4,688 of the 75,000 Restricted Stock Units granted on September 3, 2013, of which 2,053 were withheld for taxes.
- F2Each restricted stock unit (RSU) represents a contingent right to receive one share of Common Stock of Violin Memory, Inc.