SEC Form 4 · accession 0001437749-19-002650
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. McDaniel
Officer — See Remarks
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 12, 2019 | M | 1,500 | $10.50 | A | 16,021 | D | |
| Common stock | Feb 12, 2019 | S | 1,500 | $32.91 | D | 14,521 | D | |
| Common StockF1 | holding | — | — | — | 2,192 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $10.50 | Feb 12, 2019 | M | 1,500 | D | — | Jun 2, 2021 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1As of September 30, 2018.
- F2The option became exercisable as to 1,600 shares on June 2, 2012; 1,600 shares on June 2, 2013; 1,600 shares on June 2, 2014; 1,600 shares on June 2, 2015; and 1,600 shares on June 2, 2016.
Remarks
Executive Vice President, Chief Lending Officer of Franklin Synergy Bank, a subsidiary of the Issuer.