SEC Form 4 · accession 0001437749-19-001551
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry W. Brockman Jr.
Director
Period of report
Jan 29, 2019
Accepted (ET)
Jan 30, 2019 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jan 29, 2019 | M | 3,875 | $11.75 | A | 30,975 | D | |
| common stock | holding | — | — | — | 8,500 | I | By IRA | |
| common stock | holding | — | — | — | 10,125 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $11.75 | Jan 29, 2019 | M | 3,875 | D | — | Jun 15, 2019 | common stock | 3,875 | 0 | D |
Explanation of responses
- F1The option became exercisable as to 775 shares on June 15, 2010;775 shares on June 15, 2011; 775 shares on June 15, 2012; 775 shares on June 15, 2013; and 775 shares on June 15, 2014.