SEC Form 4 · accession 0001437749-19-000172
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jimmy E. Allen
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Dec 31, 2018 | M | 5,400 | $20.69 | A | 5,400 | D | |
| common stock | Dec 31, 2018 | M | 1,200 | $22.94 | A | 1,200 | D | |
| common stock | Dec 31, 2018 | M | 800 | $22.35 | A | 800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $20.69 | Dec 31, 2018 | M | 5,400 | D | — | Apr 30, 2025 | common stock | 5,400 | 3,600 | D |
| Stock option (right to buy)F2 | $22.94 | Dec 31, 2018 | M | 1,200 | D | — | Jul 1, 2025 | common stock | 1,200 | 800 | D |
| Stock option (right to buy)F3 | $22.35 | Dec 31, 2018 | M | 800 | D | — | Oct 1, 2025 | common stock | 800 | 1,200 | D |
Explanation of responses
- F1The option became exercisable as to 1800 shares on April 30, 2016; 1800 shares on April 30, 2017; 1800 shares on April 30, 2018; 1800 shares on April 30, 2019; and 1800 shares on April 30, 2020.
- F2The option became exercisable as to 400 shares on July 1, 2016; 400 shares on July 1, 2017; 400 shares on July 1, 2018; 400 shares on July 1, 2019; and 400 shares on July 1, 2020.
- F3The option became exercisable as to 400 shares on October 1, 2016; 400 shares on October 1, 2017;400 shares on October 1, 2018; 400 shares on October 1, 2019; and 400 shares on October 1, 2020.