SEC Form 4 · accession 0001209191-15-037871
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee M. Moss
Officer — See Remarks
Period of report
Apr 30, 2015
Accepted (ET)
May 1, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2015 | A | 864 | $0.00 | A | 42,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $20.69 | Apr 30, 2015 | A | 3,834 | A | — | Apr 30, 2025 | Common Stock | 3,834 | 3,834 | D |
| Stock Options (right to buy)F2 | $20.69 | Apr 30, 2015 | A | 500 | A | — | Apr 30, 2025 | Common Stock | 500 | 500 | D |
Explanation of responses
- F1Includes 4,580 shares of restricted stock.
- F2The option vests in five equal annual installments beginning on April 30, 2016.
Remarks
President of Franklin Synergy Bank, a subsidiary of the Issuer.