SEC Form 4 · accession 0000899243-18-023129
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. McDaniel
Officer — See Remarks
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 900 | $10.50 | A | 15,421 | D | |
| Common Stock | Aug 21, 2018 | S | 900 | $38.87 | D | 14,521 | D | |
| Common StockF1 | holding | — | — | — | 2,004 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $10.50 | Aug 21, 2018 | M | 900 | D | — | Jun 2, 2021 | Common Stock | 900 | 1,500 | D |
Explanation of responses
- F1As of March 31, 2018.
- F2The option became exercisable as to 1,600 shares on June 2, 2012; 1,600 shares on June 2, 2013; 1,600 shares on June 2, 2014; 1,600 shares on June 2, 2015 and 1,600 shares on June 2, 2016.
Remarks
EVP, Chief Lending Officer of Franklin Synergy Bank, a subsidiary of the Issuer. Exhibit 24.1 Power of Attorney.