SEC Form 4 · accession 0000899243-18-020918
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dallas G. Caudle Jr.
Officer — See Remarks
Period of report
Jul 31, 2018
Accepted (ET)
Aug 1, 2018 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2018 | M | 1,917 | $20.69 | A | 35,155 | D | |
| Common Stock | Jul 31, 2018 | M | 1,152 | $27.00 | A | 36,307 | D | |
| Common Stock | Jul 31, 2018 | M | 528 | $37.35 | A | 36,835 | D | |
| Common Stock | Jul 31, 2018 | F | 1,317 | $38.60 | D | 35,518 | D | |
| Common Stock | holding | — | — | — | 63 | I | by Spouse | |
| Common StockF1 | holding | — | — | — | 893 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $20.69 | Jul 31, 2018 | M | 1,917 | D | — | Apr 30, 2025 | Common Stock | 1,917 | 1,278 | D |
| Stock Options (right to buy)F3 | $27.00 | Jul 31, 2018 | M | 1,152 | D | — | Apr 1, 2026 | Common Stock | 1,152 | 1,728 | D |
| Stock Options (right to buy)F4 | $37.35 | Jul 31, 2018 | M | 528 | D | — | Apr 14, 2027 | Common Stock | 528 | 1,055 | D |
Explanation of responses
- F1As of March 31, 2018.
- F2The option vests in five equal annual installments beginning on April 30, 2016.
- F3The option vests in five equal annual installments beginning on April 1, 2017.
- F4The option vests in three equal annual installments beginning on April 14, 2018.
Remarks
Executive Vice President, Rutherford County Community President of Franklin Synergy Bank, a subsidiary of the Issuer. Exhibit 24.1 Power of Attorney.