SEC Form 4 · accession 0000899243-18-016419

Franklin Financial Network Inc. · FSB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sally E. Bowers

Officer — See Remarks

Period of report

Jun 12, 2018

Accepted (ET)

Jun 13, 2018 · 6:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001407067

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 12, 2018	M	11,151	$11.75	A	23,364	D
Common Stock	Jun 12, 2018	M	3,625	$10.00	A	26,989	D
Common Stock	Jun 12, 2018	M	5,250	$10.50	A	32,239	D
Common Stock	Jun 12, 2018	M	8,974	$12.00	A	41,213	D
Common Stock	Jun 12, 2018	M	3,494	$13.00	A	44,707	D
Common Stock	Jun 12, 2018	M	2,795	$13.50	A	47,502	D
Common Stock	Jun 12, 2018	M	2,110	$20.69	A	49,612	D
Common Stock	Jun 12, 2018	M	1,544	$27.00	A	51,156	D
Common Stock	Jun 12, 2018	M	1,010	$37.35	A	52,166	D
Common Stock	Jun 12, 2018	F	13,612	$39.40	D	38,554	D
Common Stock^F1	holding	—	—		—	6,186	I	by 401(k)

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2	$11.75	Jun 12, 2018	M	11,151	D	—	Jun 15, 2019	Common Stock	11,151	0	D
Employee Stock Option (right to buy)^F3	$10.00	Jun 12, 2018	M	3,625	D	—	Jul 22, 2020	Common Stock	3,625	0	D
Employee Stock Option (right to buy)^F4	$10.50	Jun 12, 2018	M	5,250	D	—	Jun 2, 2021	Common Stock	5,250	0	D
Employee Stock Option (right to buy)^F5	$12.00	Jun 12, 2018	M	8,974	D	—	Jun 1, 2022	Common Stock	8,974	0	D
Employee Stock Option (right to buy)^F6	$13.00	Jun 12, 2018	M	3,494	D	—	May 31, 2023	Common Stock	3,494	0	D
Employee Stock Option (right to buy)^F7	$13.50	Jun 12, 2018	M	2,795	D	—	Apr 15, 2024	Common Stock	2,795	699	D
Employee Stock Option (right to buy)^F8	$20.69	Jun 12, 2018	M	2,110	D	—	Apr 30, 2025	Common Stock	2,110	1,407	D
Employee Stock Option (right to buy)^F9	$27.00	Jun 12, 2018	M	1,544	D	—	Apr 1, 2026	Common Stock	1,544	2,315	D
Employee Stock Option (right to buy)^F10	$37.35	Jun 12, 2018	M	1,010	D	—	Apr 14, 2027	Common Stock	1,010	2,020	D

Explanation of responses

F1As of March 31, 2018.
F10The option vests in three equal annual installments beginning on April 14, 2018. One third of the option has vested.
F2The option became exercisable as to 2,231 shares on June 15, 2010; 2,230 shares on June 15, 2011; 2,230 shares on June 15, 2012; 2,230 shares on June 15, 2013; and 2,230 shares on June 15, 2014.
F3The option became exercisable as to 725 shares on July 22, 2011; 725 shares on July 22, 2012; 725 shares on July 22, 2013; 725 shares on July 22, 2014; and 725 shares on July 22, 2015.
F4The option became exercisable as to 1,050 shares on June 2, 2012; 1,050 shares on June 2, 2013; 1,050 shares on June 2, 2014; 1,050 shares on June 2, 2015; and 1,050 shares on June 2, 2016.
F5The option became exercisable as to 1,795 shares on June 1, 2013; 1,795 shares on June 1, 2014; 1,795 shares on June 1, 2015; 1,795 shares on June 1, 2016; and 1,794 shares on June 1, 2017.
F6The option became exercisable as to 699 shares on May 31, 2014; 699 shares on May 31, 2015; 699 shares on May 31, 2016; 699 shares on May 31, 2017; and 698 shares on May 31, 2018.
F7The option became exercisable as to 699 shares on April 15, 2015; 699 shares on April 15, 2016; 699 shares on April 15, 2017; and 699 shares on April 15, 2018; and becomes exercisable as to 698 shares on April 15, 2019.
F8The option vests in five equal annual installments beginning on April 30, 2016. Three fifths of the option have vested.
F9The option vests in five equal annual installments beginning on April 1, 2017. Two fifths of the option have vested.

Remarks

Executive Vice President and Chief Mortgage Officer of Franklin Synergy Bank, a subsidiary of the Issuer. Exhibit 24.1 Power of Attorney.