SEC Form 4 · accession 0000899243-18-016418
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M. Pratt Jr.
Director
Period of report
Jun 12, 2018
Accepted (ET)
Jun 13, 2018 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2018 | M | 3,875 | $11.75 | A | 21,975 | D | |
| Common Stock | Jun 12, 2018 | M | 450 | $10.00 | A | 22,425 | D | |
| Common Stock | Jun 12, 2018 | M | 900 | $10.50 | A | 23,325 | D | |
| Common Stock | Jun 12, 2018 | M | 2,175 | $12.00 | A | 25,500 | D | |
| Common Stock | Jun 12, 2018 | M | 1,980 | $13.00 | A | 27,480 | D | |
| Common Stock | Jun 12, 2018 | M | 1,980 | $13.50 | A | 29,460 | D | |
| Common Stock | Jun 12, 2018 | S | 11,360 | $38.57 | D | 18,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F1 | $11.75 | Jun 12, 2018 | M | 3,875 | D | — | Jun 15, 2019 | Common Stock | 3,875 | 0 | D |
| Stock Option (right to purchase)F2 | $10.00 | Jun 12, 2018 | M | 450 | D | — | Jul 22, 2020 | Common Stock | 450 | 0 | D |
| Stock Option (right to purchase)F3 | $10.50 | Jun 12, 2018 | M | 900 | D | — | Jun 2, 2021 | Common Stock | 900 | 0 | D |
| Stock Option (right to purchase)F4 | $12.00 | Jun 12, 2018 | M | 2,175 | D | — | Jun 1, 2022 | Common Stock | 2,175 | 0 | D |
| Stock Option (right to purchase)F5 | $13.00 | Jun 12, 2018 | M | 1,980 | D | — | May 31, 2023 | Common Stock | 1,980 | 495 | D |
| Stock Option (right to purchase)F6 | $13.50 | Jun 12, 2018 | M | 1,980 | D | — | Jun 1, 2024 | Common Stock | 1,980 | 1,320 | D |
Explanation of responses
- F1The option became exercisable as to 775 shares on June 15, 2010; 775 shares on June 15, 2011; 775 shares on June 15, 2012; 775 shares on June 15, 2013; and 775 shares on June 15, 2014.
- F2The option became exercisable as to 90 shares on July 22, 2011; 90 shares on July 22, 2012; 90 shares on July 22, 2013; 90 shares on July 22, 2014; and 90 shares on July 22, 2015.
- F3The option became exercisable as to 180 shares on June 2, 2012; 180 shares on June 2, 2013; 180 shares on June 2, 2014; 180 shares on June 2, 2015; and 180 shares on June 2, 2016.
- F4The option became exercisable as to 435 shares on June 1, 2013; 435 shares on June 1, 2014; 435 shares on June 1, 2015; 435 shares on June 1, 2016; and 435 shares on June 1, 2017.
- F5The option became exercisable as to 495 shares on May 31, 2014; 495 shares on May 31, 2015; 495 shares on May 31, 2016; 495 shares on May 31, 2017; and 495 shares on May 31, 2018.
- F6The option became exercisable as to 660 shares on June 1, 2015; 660 shares on June 1, 2016; 660 shares on June 1, 2017; and 660 shares on June 1, 2018; and becomes exercisable as to 660 shares on June 1, 2019.
Remarks
Exhibit 24.1 Power of Attorney