SEC Form 4 · accession 0000899243-18-010331
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dallas G. Caudle Jr.
Officer — See Remarks
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2018 | A | 209 | $0.00 | A | 33,238 | D | |
| Common Stock | holding | — | — | — | 63 | I | by Spouse | |
| Common StockF1 | holding | — | — | — | 830 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $32.95 | Apr 16, 2018 | A | 1,787 | A | — | Apr 16, 2028 | Common Stock | 1,787 | 1,787 | D |
Explanation of responses
- F1As of December 31, 2017.
- F2The option vests in three equal annual installments beginning on April 16, 2019.
Remarks
Executive Vice President, Rutherford County Community President of Franklin Synergy Bank, a subsidiary of the Issuer.