SEC Form 4 · accession 0000899243-18-002461
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin A. Herrington
Officer — See Remarks
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2018 | M | 2,000 | $11.75 | A | 16,333 | D | |
| Common Stock | holding | — | — | — | 10 | I | by minor children | |
| Common StockF1 | holding | — | — | — | 2,837 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $11.75 | Jan 30, 2018 | M | 2,000 | D | — | Jun 15, 2019 | Common Stock | 2,000 | 5,604 | D |
Explanation of responses
- F1As of September 30, 2017.
- F2The option became exercisable as to 2,421 shares on June 15, 2010; 2,421 shares on June 15, 2011; 2,421 shares on June 15, 2012; 2,421 shares on June 15, 2013 and 2,420 shares on June 15, 2014.
Remarks
Executive Vice President, Chief Operating Officer of Franklin Synergy Bank, a subsidiary of the Issuer