SEC Form 4 · accession 0000899243-17-016541
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M. Pratt Jr.
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 2:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2017 | M | 6,250 | $10.00 | A | 16,250 | D | |
| Common Stock | Jun 14, 2017 | M | 500 | $10.00 | A | 16,750 | D | |
| Common Stock | Jun 14, 2017 | S | 6,750 | $40.76 | D | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $10.00 | Jun 14, 2017 | M | 6,250 | D | — | Dec 20, 2017 | Common Stock | 6,250 | 0 | D |
| Stock Options (right to buy)F2 | $10.00 | Jun 14, 2017 | M | 500 | D | — | Feb 20, 2018 | Common Stock | 500 | 0 | D |
Explanation of responses
- F1The option became exercisable as to 1,250 shares on December 20, 2008; 1,250 shares on December 20, 2009; 1,250 shares on December 20, 2010; 1,250 shares on December 20, 2011; and 1,250 shares on December 20, 2012.
- F2The option became exercisable as to 100 shares on February 20, 2009; 100 shares on February 20, 2010; 100 shares on February 20, 2011; 100 shares on February 20, 2012; and 100 shares on February 20, 2013.