SEC Form 4 · accession 0000899243-17-010465
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dallas G. Caudle Jr.
Officer — See Remarks
Period of report
Apr 14, 2017
Accepted (ET)
Apr 18, 2017 · 9:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2017 | A | 197 | $0.00 | A | 33,029 | D | |
| Common Stock | holding | — | — | — | 63 | I | by Spouse | |
| Common StockF1 | holding | — | — | — | 634 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $37.35 | Apr 14, 2017 | A | 1,583 | A | — | Apr 14, 2027 | Common Stock | 1,583 | 1,583 | D |
Explanation of responses
- F1As of March 31, 2017.
- F2The option vests in three equal annual installments beginning on April 14, 2018.
Remarks
Executive Vice President, Rutherford County Community President of Franklin Synergy Bank, a subsidiary of the Issuer.