SEC Form 4 · accession 0000899243-17-003389
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry W. Brockman Jr.
Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 11:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | M | 5,000 | $10.00 | A | 30,800 | D | |
| Common Stock | holding | — | — | — | 8,500 | I | By IRA | |
| Common Stock | holding | — | — | — | 10,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $10.00 | Feb 8, 2017 | M | 5,000 | D | — | Dec 20, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The option, representing a right to purchase a total of 5,000 shares, became exercisable in five equal annual installments beginning on December 20, 2008, which was the first anniversary of the date on which the option was granted.