SEC Form 4 · accession 0000899243-16-017711
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin A. Herrington
Officer — See Remarks
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | A | 1,135 | $0.00 | A | 13,922 | D | |
| Common Stock | holding | — | — | — | 10 | I | By minor children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $27.00 | Apr 1, 2016 | A | 7,232 | A | — | Apr 1, 2026 | Common Stock | 7,232 | 7,232 | D |
Explanation of responses
- F1Includes 5,344 shares of unvested restricted stock and 7,388 shares of common stock beneficially owned by Mr. Herrington jointly.
- F2The option vests in five equal annual installments beginning on April 1, 2017.
Remarks
Executive Vice President, Chief Operating Officer of Franklin Synergy Bank, a subsidiary of the Issuer.