SEC Form 4 · accession 0000899243-16-017703
Franklin Financial Network Inc. · FSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dallas G. Caudle Jr.
Officer — See Remarks
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 8:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | A | 498 | $0.00 | A | 32,832 | D | |
| Common Stock | holding | — | — | — | 63 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $27.00 | Apr 1, 2016 | A | 2,880 | A | — | Apr 1, 2026 | Common Stock | 2,880 | 2,880 | D |
Explanation of responses
- F1Includes 3,370 shares of unvested restricted stock.
- F2The option vests in five equal annual installments beginning on April 1, 2017.
Remarks
Executive Vice President, Rutherford County Community President of Franklin Synergy Bank, a subsidiary of the Issuer.