SEC Form 4 · accession 0001628280-16-016593
CALIX, INC · CALX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Flynn
Director
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 7:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001406666
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2016 | A | 17,964 | $0.00 | A | 108,027 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an automatic annual grant of restricted stock units (RSU's) that will vest in full one day prior to the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of Calix common stock.
- F2Amount of securities beneficially owned includes 17,964 unvested restricted stock units.