SEC Form 4 · accession 0001628280-15-006802
CALIX, INC · CALX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Listwin
Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001406666
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2015 | G | 44,615 | $0.00 | D | 573,567 | D | |
| Common StockF1 | Aug 24, 2015 | G | 44,615 | $0.00 | A | 144,615 | I | See Footnote |
| Common Stock | Aug 26, 2015 | G | 55,385 | $0.00 | D | 518,182 | D | |
| Common StockF1 | Aug 26, 2015 | G | 55,385 | $0.00 | A | 200,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by No Mas Ninos, L.P. The reporting person is a general partner of the No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.