SEC Form 4 · accession 0001406666-19-000012
CALIX, INC · CALX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001406666
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2019 | P | 100,000 | $7.49 | A | 1,253,044 | I | Owned by Voce Capital Management LLC |
| Common StockF2 | holding | — | — | — | 27,586 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F2Amount of securities beneficially owned includes 27,586 unvested restricted stock units.