SEC Form 4 · accession 0001406666-18-000087
CALIX, INC · CALX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Bowick
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 9:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001406666
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 1, 2018 | S | 3,053 | $8.08 | D | 90,728 | D | |
| Common StockF3 | Oct 2, 2018 | S | 3,053 | $7.97 | D | 87,675 | D | |
| Common StockF4 | Oct 3, 2018 | S | 3,054 | $7.82 | D | 84,621 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold pursuant to a Rule 10b5-1 trading plan to satisfy certain tax withholding obligations associated with annual releases of restricted stock units.
- F2Shares sold between $8.02 and $8.14 per share at a weighted average price of $8.08. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
- F3Shares sold between $7.95 and $7.99 per share at a weighted average price of $7.97. The reporting person will provide full information regarding the number of shares sold at each sale price upon request
- F4Shares sold between $7.77 and $7.86 per share at a weighted average price of $7.82. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.