SEC Form 4 · accession 0001406666-18-000039
CALIX, INC · CALX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
May 11, 2018
Accepted (ET)
May 15, 2018 · 9:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001406666
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 11, 2018 | P | 139,250 | $6.39 | A | 1,153,044 | I | Owned by Voce Capital Management LLC |
| Common StockF3 | holding | — | — | — | 27,586 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased between $6.375 and $6.425 per share at a weighted average price of $6.39. The Reporting Person will provide full information regarding the number of shares purchased at each purchase price upon request.
- F2Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F3Amount of securities beneficially owned includes 27,586 unvested restricted stock units.