SEC Form 4 · accession 0001406666-18-000022
CALIX, INC · CALX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001406666
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 14, 2018 | A | 27,586 | $0.00 | A | 27,586 | D | |
| Common StockF3 | holding | — | — | — | 1,013,794 | I | Owned by Voce Capital Management LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an automatic initial grant of restricted stock units ("RSUs") that will vest in full on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of the issuer's common stock.
- F2Amount of securities beneficially owned includes 27,586 unvested RSUs.
- F3Shares held by Voce Capital Management, LLC. Mr. Plants is managing member of Voce Capital Management, LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.