SEC Form 4 · accession 0001406666-17-000041
CALIX, INC · CALX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Listwin
Director
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001406666
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2017 | A | 13,854 | $6.78 | A | 550,000 | D | |
| Common StockF3 | holding | — | — | — | 200,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased between $6.68 and $6.87 per share at a weighted average price of $6.78. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.
- F2Amount of securities beneficially owned includes 17,964 unvested restricted stock units.
- F3Shares held by No Mas Ninos, L.P. The reporting person is a general partner of the No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.