SEC Form 4 · accession 0001406666-16-000085
CALIX, INC · CALX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Weening
Officer — EVP, Global Sales
Period of report
Jun 27, 2016
Accepted (ET)
Jun 29, 2016 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001406666
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.38 | Jun 27, 2016 | A | 380,000 | A | — | Jun 27, 2026 | Common Stock | 380,000 | 380,000 | D |
Explanation of responses
- F1Transaction is an award of non-qualified stock options with a grant date of June 27, 2016. 25% of these stock options will vest on the first anniversary of the grant date. Thereafter, the remainder of these stock options will vest quarterly in substantially equal installments over 36 months.