SEC Form 4 · accession 0001144204-15-022934
Abtech Holdings, Inc. · ABHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Thatcher
Officer — Vice President and C.O.O. · Director
Period of report
Feb 5, 2015
Accepted (ET)
Apr 15, 2015 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405858
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.34 | Feb 5, 2015 | A | 200,000 | A | — | Feb 5, 2025 | Common Stock | 200,000 | 676,000 | D |
Explanation of responses
- F1Option vests upon the Company achieving in calendar-year 2015 a gross margin of at least $5 million dollars on sales revenue recognized during that year.