SEC Form 3 · accession 0001534122-15-000022
I-Minerals Inc · IMAHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Conway
Officer — CEO and President · Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 9, 2015 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405663
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 170,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $0.32 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2015 | Common Shares | 150,000 | — | D |
| Stock Options (Right to Buy)F2 | $0.08 | holding | — | — | — | Jul 30, 2013 | Jul 30, 2018 | Common Shares | 350,000 | — | D |
| Stock Options (Right to Buy)F2,F3 | $0.08 | holding | — | — | — | — | Jul 30, 2018 | Common Shares | 50,000 | — | D |
| Stock Options (Right to Buy)F5,F4 | $0.12 | holding | — | — | — | — | Jul 30, 2018 | Common Shares | 65,000 | — | D |
| Stock Options (Right to Buy)F5,F6 | $0.12 | holding | — | — | — | — | Jul 30, 2018 | Common Shares | 65,000 | — | D |
| Stock Options (Right to Buy)F5,F7 | $0.12 | holding | — | — | — | — | Jul 30, 2018 | Common Shares | 65,000 | — | D |
| Stock Options (Right to Buy)F5,F8 | $0.12 | holding | — | — | — | — | Jul 30, 2018 | Common Shares | 65,000 | — | D |
| Stock Options (Right to Buy)F10,F9 | $0.20 | holding | — | — | — | — | Jul 30, 2018 | Common Shares | 75,000 | — | D |
| Stock Options (Right to Buy)F10,F11 | $0.20 | holding | — | — | — | — | Jul 30, 2018 | Common Shares | 75,000 | — | D |
| Stock Options (Right to Buy)F10,F12 | $0.20 | holding | — | — | — | — | Jul 30, 2018 | Common Shares | 75,000 | — | D |
| Stock Options (Right to Buy)F10,F13 | $0.20 | holding | — | — | — | — | Jul 30, 2018 | Common Shares | 75,000 | — | D |
| Stock Options (Right to Buy)F10 | $0.20 | holding | — | — | — | Jan 29, 2015 | Jan 29, 2020 | Common Shares | 300,000 | — | D |
Explanation of responses
- F1CAD$0.40 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015.
- F10CAD$0.25 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015.
- F11Options will vest upon Plant being fully operational.
- F12Options will vest upon Sales of Product.
- F13Options will vest upon Profitability.
- F2CAD$0.10 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015.
- F3Options will vest upon completion of 2nd tranche of financing.
- F4Options will vest upon completion of feasibility study on Bovill Kaolin.
- F5CAD$0.15 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015.
- F6Options will vest upon completion of permitting on KB.
- F7Options will vest upon 3rd tranche of financing or JV Partner.
- F8Options will vest upon completion of debt financing project or JV Partner.
- F9Options will vest upon completion of Construction.
Remarks
The filing of this statement shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the equity securities listed in this statement.