SEC Form 5 · accession 0001209191-17-010036

InterDigital, Inc. · IDCC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James J Nolan

Officer — EVP, IoT Solutions

Period of report

Dec 31, 2016

Accepted (ET)

Feb 13, 2017 · 4:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001405495

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 2, 2011	P	29	$41.18	A	50,502	D
Common Stock	Apr 27, 2011	P	33	$39.00	A	50,535	D
Common Stock	Jul 27, 2011	P	25	$50.63	A	50,560	D
Common Stock	Oct 26, 2011	P	39	$47.28	A	50,599	D
Common Stock	Jan 25, 2012	P	53	$35.89	A	50,652	D
Common Stock	Apr 25, 2012	P	70	$32.42	A	50,722	D
Common Stock	Jul 25, 2012	P	83	$27.40	A	50,804	D
Common Stock	Oct 24, 2012	P	65	$34.98	A	50,869	D
Common Stock	Dec 28, 2012	P	908	$40.20	A	51,777	D
Common Stock	Apr 24, 2013	P	67	$40.98	A	51,844	D
Common Stock	Jul 24, 2013	P	70	$38.92	A	51,914	D
Common Stock	Oct 23, 2013	P	76	$36.35	A	51,990	D
Common Stock	Jan 22, 2014	P	95	$29.02	A	52,085	D
Common Stock	Apr 23, 2014	P	93	$34.66	A	52,178	D
Common Stock	Jul 23, 2014	P	142	$45.56	A	52,320	D
Common Stock	Oct 22, 2014	P	149	$43.77	A	52,469	D
Common Stock	Jan 28, 2015	P	142	$52.04	A	52,611	D
Common Stock	Apr 29, 2015	P	143	$54.56	A	52,754	D
Common Stock	Jul 22, 2015	P	138	$56.78	A	52,892	D
Common Stock	Nov 4, 2015	P	161	$48.72	A	53,053	D
Common Stock	Jan 27, 2016	P	182	$43.24	A	53,236	D
Common Stock	Apr 27, 2016	P	145	$57.44	A	53,381	D
Common Stock	Jul 27, 2016	P	142	$58.96	A	53,523	D
Common Stock	Oct 26, 2016	P	156	$80.84	A	53,679	D
Common Stock^F6	holding	—	—		—	3,149	I	By 401(k) Plan

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The purchases reported on this Form 5 were not previously reported on Form 4 by the reporting person. The purchases were executed automatically pursuant to a dividend reinvestment feature in the reporting person's personal brokerage account, which holds a portion of the reporting person's shares of InterDigital common stock. The reporting person activated the dividend reinvestment feature upon opening the brokerage account in September 1997, many years prior to the initiation of the issuer's regular dividend in first quarter 2011.
F2This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 82.7052 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale.
F3This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 65.0217 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale.
F4This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 907.8515 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale.
F5This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 66.734 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale.
F6As of the year-end 2016 account statement, the reporting person beneficially owned this number of whole shares of common stock pursuant to the InterDigital Savings and Protection Plan.