SEC Form 4 · accession 0001209191-16-097150
Constant Contact, Inc. · CTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Nye
Director
Period of report
Feb 9, 2016
Accepted (ET)
Feb 10, 2016 · 8:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2016 | D | 13,688 | $32.00 | D | 0 | D | |
| Common StockF1,F2 | Feb 9, 2016 | D | 600 | $32.00 | D | 0 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $13.99 | Feb 9, 2016 | D | 25,000 | D | — | — | Common Stock | 25,000 | 0 | D |
| Stock Option (Right to Buy)F4 | $21.01 | Feb 9, 2016 | D | 10,000 | D | — | — | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy)F5 | $24.05 | Feb 9, 2016 | D | 10,000 | D | — | — | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy)F6 | $20.84 | Feb 9, 2016 | D | 10,000 | D | — | — | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy)F7 | $14.89 | Feb 9, 2016 | D | 10,000 | D | — | — | Common Stock | 10,000 | 0 | D |
| Restricted Stock UnitsF8,F9 | $0.00 | Feb 9, 2016 | D | 4,357 | D | — | — | Common Stock | 4,357 | 0 | D |
Explanation of responses
- F1Disposed of upon the effectiveness of the merger of Paintbrush Acquisition Corporation ("Paintbrush"), a wholly owned subsidiary of Endurance International Group Holdings, Inc. ("EIGI"), with and into the issuer on February 9, 2016 pursuant to a merger agreement dated October 30, 2015 by and among EIGI, Paintbrush and the issuer.
- F2Shares held directly by the reporting person's spouse.
- F3Upon the effectiveness of the merger, the option was canceled in exchange for a cash payment of $450,250 (representing a price per share equal to the difference between the offer price of $32 per share and the exercise price of the option).
- F4Upon the effectiveness of the merger, the option was canceled in exchange for a cash payment of $109,900 (representing a price per share equal to the difference between the offer price of $32 per share and the exercise price of the option).
- F5Upon the effectiveness of the merger, the option was canceled in exchange for a cash payment of $79,500 (representing a price per share equal to the difference between the offer price of $32 per share and the exercise price of the option).
- F6Upon the effectiveness of the merger, the option was canceled in exchange for a cash payment of $111,600 (representing a price per share equal to the difference between the offer price of $32 per share and the exercise price of the option).
- F7Upon the effectiveness of the merger, the option was canceled in exchange for a cash payment of $171,100 (representing a price per share equal to the difference between the offer price of $32 per share and the exercise price of the option).
- F8Each restricted stock unit represented a contingent right to receive one share of issuer common stock.
- F9Upon the effectiveness of the merger, the restricted stock units vested and were exchanged for a cash payment of $139,424 (representing a price of $32 per restricted stock unit).