SEC Form 4 · accession 0001209191-15-078516
Constant Contact, Inc. · CTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Nicoson
Officer — SVP and Chief HR Officer
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001405277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | M | 21,240 | $18.83 | A | 35,875 | D | |
| Common Stock | Nov 2, 2015 | M | 10,969 | $24.88 | A | 46,844 | D | |
| Common StockF2 | Nov 2, 2015 | S | 32,209 | $31.9149 | D | 14,635 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $18.83 | Nov 2, 2015 | M | 21,240 | D | — | Jun 24, 2018 | Common Stock | 21,240 | 48,760 | D |
| Stock Option (Right to Buy)F4 | $24.88 | Nov 2, 2015 | M | 10,969 | D | — | Dec 6, 2021 | Common Stock | 10,969 | 2,531 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2015.
- F2Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $31.75 to $32.00 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F325% of the shares subject to the option vested on June 24, 2009, and an additional 6.25% of the shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on June 24, 2012.
- F425% of the shares subject to this option vested on December 6, 2012, and an additional 6.25% of the shares subject to this option vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on December 6, 2015.