SEC Form 4 · accession 0001209191-15-078515

Constant Contact, Inc. · CTCT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Christopher Litster

Officer — SVP, Sales and Marketing

Period of report

Oct 30, 2015

Accepted (ET)

Nov 4, 2015 · 6:06 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001405277

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 30, 2015	M	1	$13.09	A	2,366	D
Common Stock	Oct 30, 2015	S	1	$26.00	D	2,365	D
Common Stock	Nov 2, 2015	M	203	$6.89	A	2,568	D
Common Stock	Nov 2, 2015	M	1,500	$18.79	A	4,068	D
Common Stock	Nov 2, 2015	M	6,000	$19.02	A	10,068	D
Common Stock	Nov 2, 2015	M	5,925	$18.22	A	15,993	D
Common Stock	Nov 2, 2015	M	14,630	$13.09	A	30,623	D
Common Stock	Nov 2, 2015	M	5,000	$13.75	A	35,623	D
Common Stock^F2	Nov 2, 2015	S	33,258	$31.86	D	2,365	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$13.09	Oct 30, 2015	M	1	D	—	Dec 4, 2022	Common Stock	1	26,009	D
Stock Option (Right to Buy)^F4	$6.89	Nov 2, 2015	M	203	D	—	Jun 5, 2017	Common Stock	203	0	D
Stock Option (Right to Buy)^F5	$18.79	Nov 2, 2015	M	1,500	D	—	Mar 3, 2018	Common Stock	1,500	0	D
Stock Option (Right to Buy)^F6	$19.02	Nov 2, 2015	M	6,000	D	—	Mar 1, 2020	Common Stock	6,000	0	D
Stock Option (Right to Buy)^F7	$18.22	Nov 2, 2015	M	5,925	D	—	Sep 1, 2020	Common Stock	5,925	2,075	D
Stock Option (Right to Buy)^F3	$13.09	Nov 2, 2015	M	14,630	D	—	Dec 4, 2022	Common Stock	14,630	11,379	D
Stock Option (Right to Buy)^F8	$13.75	Nov 2, 2015	M	5,000	D	—	Mar 4, 2023	Common Stock	5,000	5,000	D

Explanation of responses

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2015.
F2Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $31.75 to $32.00 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F325% of the shares subject to the option will vest on December 4, 2013, and 6.25% of the shares subject to the option will vest quarterly thereafter, such that 100% of the shares subject to the option will be fully vested on December 4, 2016.
F425% of the shares subject to the option vested on June 5, 2008, and 6.25% of the shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on June 5, 2011.
F525% of the shares subject to the option vested on March 3, 2009, and 6.25% of the shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on March 3, 2012.
F625% of the shares subject to the option vested on March 1, 2011, and 6.25% of the shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on March 1, 2014.
F725% of the shares subject to the option vested on September 1, 2011, and 6.25% of the shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on September 1, 2014.
F825% of the shares subject to the option will vest on March 4, 2014, and 6.25% of the shares subject to the option will vest quarterly thereafter, such that 100% of the shares subject to the option will be fully vested on March 4, 2017.